SEC Form 4 · accession 0001127602-17-033412
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Nov 22, 2017
Accepted (ET)
Nov 29, 2017 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | G | 1,500 | $0.00 | D | 482,706 | D | |
| Common StockF1 | Nov 27, 2017 | A | 12 | $93.3568 | A | 482,718 | D | |
| Common StockF2 | Nov 27, 2017 | S | 5,000 | $98.6429 | D | 477,718 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F2The range of prices for this transaction were $98.630 to $98.655. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.