SEC Form 4 · accession 0001127602-17-033129

PRICE T ROWE GROUP INC · TROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CFO & Vice President

Period of report

Nov 21, 2017

Accepted (ET)

Nov 22, 2017 · 11:59 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113169

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 21, 2017	A	12	$93.3568	A	125,264	D
Common Stock	Nov 21, 2017	M	3,689	$69.6708	A	128,953	D
Common Stock	Nov 21, 2017	M	3,688	$70.2854	A	132,641	D
Common Stock	Nov 21, 2017	M	1,178	$80.9492	A	133,819	D
Common Stock	Nov 21, 2017	M	1,150	$70.92	A	134,969	D
Common Stock	Nov 21, 2017	M	2,357	$77.9443	A	137,326	D
Common Stock	Nov 21, 2017	M	2,357	$78.4418	A	139,683	D
Common Stock	Nov 21, 2017	S	14,419	$97.067	D	125,264	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F2	$69.6708	Nov 21, 2017	M	3,689	D	Dec 10, 2014	Feb 21, 2023	Common Stock	3,689	2,459	D
Stock Options (Right to Buy)^F3	$70.2854	Nov 21, 2017	M	3,688	D	Dec 10, 2014	Sep 10, 2023	Common Stock	3,688	2,460	D
Stock Options (Right to Buy)^F4	$80.9492	Nov 21, 2017	M	1,178	D	Dec 9, 2016	Feb 19, 2025	Common Stock	1,178	4,714	D
Stock Options (Right to Buy)^F5	$70.92	Nov 21, 2017	M	1,150	D	Dec 9, 2016	Sep 10, 2025	Common Stock	1,150	4,600	D
Stock Options (Right to Buy)^F6	$77.9443	Nov 21, 2017	M	2,357	D	Dec 10, 2015	Feb 19, 2024	Common Stock	2,357	3,535	D
Stock Options (Right to Buy)^F7	$78.4418	Nov 21, 2017	M	2,357	D	Dec 10, 2015	Sep 9, 2024	Common Stock	2,357	3,536	D

F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F202/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F309/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F402/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F509/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F602/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F709/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.