SEC Form 4 · accession 0001127602-17-033128
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Rogers
Other
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 50,569 | $67.5613 | A | 2,409,403 | D | |
| Common Stock | Nov 21, 2017 | F | 42,850 | $97.73 | D | 2,366,553 | D | |
| Common Stock | holding | — | — | — | 150,000 | I | 2012 Rogers Family Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $67.5613 | Nov 21, 2017 | M | 50,569 | D | Nov 1, 2012 | Feb 17, 2021 | Common Stock | 50,569 | 0 | D |
Explanation of responses
- F102/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.