SEC Form 4 · accession 0001127602-17-028541
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Stromberg
Officer — CEO and President · Director
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2017 | A | 5 | $89.7287 | A | 527,136 | D | |
| Common Stock | Sep 28, 2017 | G | 5,000 | $0.00 | D | 522,136 | D | |
| Common Stock | holding | — | — | — | 96,000 | I | 2016 Stromberg Family Trust | |
| Common Stock | holding | — | — | — | 400,000 | I | Lake Shore Partners LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted average price.