SEC Form 4 · accession 0001127602-17-028539
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth V Moreland
Officer — CFO & Vice President
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 10:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2017 | M | 1,803 | $54.8329 | A | 136,109 | D | |
| Common Stock | Sep 28, 2017 | F | 1,096 | $90.13 | D | 135,013 | D | |
| Common StockF1 | Sep 28, 2017 | A | 2 | $89.7301 | A | 135,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $54.8329 | Sep 28, 2017 | M | 1,803 | D | Sep 4, 2009 | Sep 4, 2018 | Common Stock | 1,803 | 0 | D |
Explanation of responses
- F1ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F209/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.