SEC Form 4 · accession 0001127602-17-027472
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth V Moreland
Officer — CFO & Vice President
Period of report
Sep 14, 2017
Accepted (ET)
Sep 15, 2017 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2017 | A | 34 | $83.2791 | A | 126,487 | D | |
| Common Stock | Sep 14, 2017 | M | 25,051 | $54.8329 | A | 151,538 | D | |
| Common Stock | Sep 14, 2017 | F | 20,755 | $84.27 | D | 130,783 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $54.8329 | Sep 14, 2017 | M | 25,051 | D | Sep 4, 2009 | Sep 4, 2018 | Common Stock | 25,051 | 1,803 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F209/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.