SEC Form 4 · accession 0001127602-17-026619
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Wiese
Officer — Vice President
Period of report
Aug 28, 2017
Accepted (ET)
Aug 29, 2017 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2017 | A | 122 | $72.3314 | A | 154,199 | D | |
| Common Stock | Aug 28, 2017 | M | 1,820 | $48.0508 | A | 156,019 | D | |
| Common Stock | Aug 28, 2017 | M | 6,506 | $48.0508 | A | 162,525 | D | |
| Common Stock | Aug 28, 2017 | F | 5,758 | $84.14 | D | 156,767 | D | |
| Common Stock | holding | — | — | — | 12,281 | I | Spouse | |
| Common Stock | holding | — | — | — | 76,000 | I | Wiese EA Family 2012 Trust | |
| Common Stock | holding | — | — | — | 38,000 | I | Wiese RJ Family 2012 Trust | |
| Common Stock | holding | — | — | — | 38,000 | I | Wiese WS Family 2012 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $48.0508 | Aug 28, 2017 | M | 1,820 | D | Sep 6, 2008 | Sep 6, 2017 | Common Stock | 1,820 | 6,506 | D |
| Stock Options (Right to Buy)F2 | $48.0508 | Aug 28, 2017 | M | 6,506 | D | Sep 6, 2008 | Sep 6, 2017 | Common Stock | 6,506 | 0 | D |
Explanation of responses
- F1ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F209/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on 09/06/2008.