SEC Form 4 · accession 0001127602-17-024352
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Whittemore
Director
Period of report
Jul 27, 2017
Accepted (ET)
Jul 31, 2017 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2017 | M | 4,163 | $57.1768 | A | 28,982 | D | |
| Common Stock | Jul 27, 2017 | M | 4,163 | $36.0813 | A | 33,145 | D | |
| Common StockF1 | Jul 27, 2017 | S | 8,326 | $82.0253 | D | 24,819 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $57.1768 | Jul 27, 2017 | M | 4,163 | D | Apr 29, 2009 | Apr 29, 2018 | Common Stock | 4,163 | 0 | D |
| Stock Options (Right to Buy) | $36.0813 | Jul 27, 2017 | M | 4,163 | D | Oct 29, 2009 | Oct 29, 2018 | Common Stock | 4,163 | 0 | D |
Explanation of responses
- F1The range of prices for this transaction were $82.021 to 82.03. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.