SEC Form 4 · accession 0001127602-17-024348
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Oestreicher
Officer — Corp Secretary and VP
Period of report
Jul 27, 2017
Accepted (ET)
Jul 31, 2017 · 8:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2017 | M | 10,394 | $48.56 | A | 82,299 | D | |
| Common StockF1 | Jul 27, 2017 | S | 10,394 | $83.0725 | D | 71,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $48.56 | Jul 27, 2017 | M | 10,394 | D | — | Sep 8, 2021 | Common Stock | 10,394 | 15 | D |
Explanation of responses
- F1The range of prices for this transaction were $83.04 to $83.16. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F209/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.