SEC Form 4 · accession 0001127602-17-024299
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 26, 2017 | M | 19,539 | $47.6474 | A | 486,855 | D | |
| Common Stock | Jul 26, 2017 | F | 15,299 | $84.92 | D | 471,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $47.6474 | Jul 26, 2017 | M | 19,539 | D | Nov 1, 2011 | Feb 18, 2020 | Common Stock | 19,539 | 20,000 | D |
Explanation of responses
- F102/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.