SEC Form 4 · accession 0001127602-17-024223

PRICE T ROWE GROUP INC · TROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Corp Secretary and VP

Period of report

Jul 25, 2017

Accepted (ET)

Jul 27, 2017 · 4:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113169

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 25, 2017	M	1,803	$54.8329	A	69,285	D
Common Stock^F1	Jul 25, 2017	A	196	$71.1814	A	69,481	D
Common Stock	Jul 25, 2017	M	784	$43.3725	A	70,265	D
Common Stock	Jul 25, 2017	M	2,081	$47.6474	A	72,346	D
Common Stock	Jul 25, 2017	M	8,000	$45.7933	A	80,346	D
Common Stock	Jul 25, 2017	F	8,441	$83.83	D	71,905	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Options (Right to Buy)^F2	$54.8329	Jul 25, 2017	M	1,803	D	—	Sep 4, 2018	Common Stock	1,803	D
Stock Options (Right to Buy)^F3	$43.3725	Jul 25, 2017	M	784	D	—	Sep 10, 2019	Common Stock	784	D
Stock Options (Right to Buy)^F4	$47.6474	Jul 25, 2017	M	2,081	D	—	Feb 18, 2020	Common Stock	2,081	D
Stock Options (Right to Buy)^F5	$45.7933	Jul 25, 2017	M	8,000	D	—	Sep 8, 2020	Common Stock	8,000	D

F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F209/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.
F309/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.
F402/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.
F509/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.