SEC Form 4 · accession 0001127602-17-024213
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth V Moreland
Officer — CFO & Vice President
Period of report
Jul 26, 2017
Accepted (ET)
Jul 27, 2017 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 26, 2017 | M | 9,578 | $54.8329 | A | 134,264 | D | |
| Common Stock | Jul 26, 2017 | F | 7,912 | $84.92 | D | 126,352 | D | |
| Common StockF1 | Jul 26, 2017 | A | 102 | $70.6564 | A | 126,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $54.8329 | Jul 26, 2017 | M | 9,578 | D | Sep 4, 2009 | Sep 4, 2018 | Common Stock | 9,578 | 26,854 | D |
Explanation of responses
- F1ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F209/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.