SEC Form 4 · accession 0001127602-17-024200
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Jul 25, 2017
Accepted (ET)
Jul 27, 2017 · 10:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2017 | M | 20,000 | $45.7933 | A | 482,829 | D | |
| Common Stock | Jul 25, 2017 | F | 15,513 | $83.83 | D | 467,316 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $45.7933 | Jul 25, 2017 | M | 20,000 | D | Nov 1, 2011 | Sep 8, 2020 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F109/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.