SEC Form 4 · accession 0001127602-17-008118
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth V Moreland
Officer — CFO & Vice President
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 41,637 | $48.0508 | A | 138,850 | D | |
| Common Stock | Feb 23, 2017 | F | 32,610 | $71.96 | D | 106,240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $48.0508 | Feb 23, 2017 | M | 41,637 | D | Sep 6, 2008 | Sep 6, 2017 | Common Stock | 41,637 | 0 | D |
Explanation of responses
- F109/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on September 06, 2008.