SEC Form 4 · accession 0001127602-17-007336
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Whittemore
Director
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | M | 4,163 | $47.7242 | A | 25,947 | D | |
| Common Stock | Feb 17, 2017 | M | 4,163 | $59.2806 | A | 30,110 | D | |
| Common StockF1 | Feb 17, 2017 | S | 8,326 | $71.015 | D | 21,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $47.7242 | Feb 17, 2017 | M | 4,163 | D | Apr 30, 2008 | Apr 30, 2017 | Common Stock | 4,163 | 0 | D |
| Stock Options (Right to Buy) | $59.2806 | Feb 17, 2017 | M | 4,163 | D | Oct 26, 2008 | Oct 26, 2017 | Common Stock | 4,163 | 0 | D |
Explanation of responses
- F1The range of prices for this transaction was $71.01 to $71.03. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.