SEC Form 4 · accession 0001127602-17-001011
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | M | 25,000 | $43.3725 | A | 329,009 | D | |
| Common Stock | Jan 4, 2017 | M | 21,639 | $45.7933 | A | 350,648 | D | |
| Common Stock | Jan 4, 2017 | F | 35,092 | $76.97 | D | 315,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $43.3725 | Jan 4, 2017 | M | 25,000 | D | Nov 1, 2010 | Sep 10, 2019 | Common Stock | 25,000 | 0 | D |
| Stock Options (Right to Buy)F2 | $45.7933 | Jan 4, 2017 | M | 21,639 | D | Nov 1, 2011 | Sep 8, 2020 | Common Stock | 21,639 | 20,000 | D |
Explanation of responses
- F109/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.
- F209/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.