SEC Form 4 · accession 0001127602-16-070112
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William J Stromberg
Officer — CEO and President · Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 91,883 | $54.8329 | A | 573,628 | D | |
| Common Stock | Dec 13, 2016 | F | 79,208 | $76.44 | D | 494,420 | D | |
| Common Stock | Dec 14, 2016 | G | 5,000 | $0.00 | D | 489,420 | D | |
| Common Stock | holding | — | — | — | 96,000 | I | 2016 Stromberg Family Trust | |
| Common Stock | holding | — | — | — | 400,000 | I | Lake Shore Partners LLC (GRAT) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $54.8329 | Dec 13, 2016 | M | 91,883 | D | Sep 4, 2009 | Sep 4, 2018 | Common Stock | 91,883 | 0 | D |
Explanation of responses
- F109/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.