SEC Form 4 · accession 0001127602-16-069853
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Wiese
Officer — Vice President
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | F | 822 | $76.60 | D | 150,898 | D | |
| Common StockF2 | Dec 13, 2016 | A | 25 | $68.8233 | A | 150,924 | D | |
| Common Stock | Dec 13, 2016 | G | 1,000 | $0.00 | D | 149,924 | D | |
| Common Stock | Dec 13, 2016 | S | 3,000 | $76.122 | D | 146,924 | D | |
| Common Stock | holding | — | — | — | 12,281 | I | Spouse | |
| Common Stock | holding | — | — | — | 76,000 | I | Wiese EA Family 2012 Trust | |
| Common Stock | holding | — | — | — | 38,000 | I | Wiese RJ Family 2012 Trust | |
| Common Stock | holding | — | — | — | 38,000 | I | Wiese WS Family 2012 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld to pay for taxes on restricted stock units that vested on 12/09/2016.
- F2Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.