SEC Form 4 · accession 0001127602-16-069847
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward C Bernard
Officer — Vice COB & Vice President · Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | F | 4,507 | $76.60 | D | 641,616 | D | |
| Common Stock | holding | — | — | — | 77,500 | I | 2012 Ellen N. Bernard Family Trust | |
| Common Stock | holding | — | — | — | 201,963 | I | 2008 Bernard Family Trust | |
| Common Stock | holding | — | — | — | 60,500 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld to pay for taxes on restricted stock units that vested on 12/09/2016.