SEC Form 4 · accession 0001127602-16-069846
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Alderson
Officer — Vice President
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 1:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | A | 4 | $66.3358 | A | 111,707 | D | |
| Common StockF2 | Dec 9, 2016 | S | 4,512 | $76.7188 | D | 107,195 | D | |
| Common Stock | holding | — | — | — | 262,000 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan.
- F2These shares were sold to pay for taxes on Restricted Stock that vested on 12/9/2016.