SEC Form 4 · accession 0001127602-16-066801
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric L Veiel
Officer — Vice President
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 9:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 18,332 | $48.0508 | A | 70,434 | D | |
| Common StockF1 | Nov 9, 2016 | A | 445 | $70.938 | A | 70,879 | D | |
| Common Stock | Nov 9, 2016 | F | 14,610 | $68.35 | D | 56,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $48.0508 | Nov 9, 2016 | M | 18,332 | D | — | Sep 6, 2017 | Common Stock | 18,332 | 8,731 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F209/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on 09/06/2008.