SEC Form 4 · accession 0001127602-16-065956
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Wilson
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 10:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | A | 1,300 | $0.00 | A | 7,138 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Amended and Restated 2007 Non-Employee Director Equity Plan, this Restricted Stock Unit Award was issued at $70.92 per share, the closing price of TROW shares on September 10, 2015. The forfeiture provisions of the this award will vest upon the earliest of the following: (a) one year after the date of award, (b) death or (c) immediately before and contingent upon the occurrence of a Change in Control.