SEC Form 4 · accession 0001127602-16-065557
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Wiese
Officer — Vice President
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 10,407 | $44.3716 | A | 159,726 | D | |
| Common Stock | Oct 28, 2016 | F | 8,025 | $64.00 | D | 151,701 | D | |
| Common StockF1 | Oct 28, 2016 | A | 19 | $66.1073 | A | 151,720 | D | |
| Common Stock | holding | — | — | — | 12,281 | I | Spouse | |
| Common Stock | holding | — | — | — | 76,000 | I | Wiese EA Family 2012 Trust | |
| Common Stock | holding | — | — | — | 38,000 | I | Wiese RJ Family 2012 Trust | |
| Common Stock | holding | — | — | — | 38,000 | I | Wiese WS Family 2012 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $44.3716 | Oct 28, 2016 | M | 10,407 | D | Nov 1, 2007 | Nov 1, 2016 | Common Stock | 10,407 | 0 | D |
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F211/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007.