SEC Form 4 · accession 0001127602-16-065520
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth V Moreland
Officer — CFO & Vice President
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 2,502 | $44.3716 | A | 95,114 | D | |
| Common StockF1 | Oct 28, 2016 | A | 26 | $66.2643 | A | 95,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $44.3716 | Oct 28, 2016 | M | 2,502 | D | Nov 1, 2007 | Nov 1, 2016 | Common Stock | 2,502 | 0 | D |
Explanation of responses
- F1ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F211/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007.