SEC Form 4 · accession 0001127602-16-062301
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Wiese
Officer — Vice President
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 8:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2016 | A | 129 | $72.5861 | A | 146,319 | D | |
| Common StockF2 | Sep 7, 2016 | A | 3,000 | $0.00 | A | 149,319 | D | |
| Common Stock | holding | — | — | — | 12,281 | I | Spouse | |
| Common Stock | holding | — | — | — | 76,000 | I | Wiese EA Family 2012 Trust | |
| Common Stock | holding | — | — | — | 38,000 | I | Wiese RJ Family 2012 Trust | |
| Common Stock | holding | — | — | — | 38,000 | I | Wiese WS Family 2012 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- F2On September 7, 2016, the Executive Compensation Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 9, 2016.