SEC Form 4 · accession 0001127602-16-062299
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Rogers
Officer — COB, CIO & Vice President · Director
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 8:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2016 | A | 7,800 | $0.00 | A | 2,179,287 | D | |
| Common Stock | holding | — | — | — | 150,000 | I | 2012 Rogers Family Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 7, 2016, the Executive Compensation Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 9, 2016.