SEC Form 4 · accession 0001127602-16-048006

PRICE T ROWE GROUP INC · TROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Mar 30, 2016

Accepted (ET)

Apr 1, 2016 · 11:05 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113169

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 30, 2016	G	5,000	$0.00	D	105,629	D
Common Stock	Mar 30, 2016	M	76,783	$44.3716	A	182,412	D
Common Stock	Mar 30, 2016	M	72,867	$48.0508	A	255,279	D
Common Stock^F1	Mar 30, 2016	S	149,650	$74.3267	D	105,629	D
Common Stock^F2	Mar 31, 2016	A	48	$71.9984	A	105,677	D
Common Stock	holding	—	—		—	262,000	I	Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F3	$44.3716	Mar 30, 2016	M	76,783	D	Nov 1, 2007	Nov 1, 2016	Common Stock	76,783	0	D
Stock Options (Right to Buy)^F4	$48.0508	Mar 30, 2016	M	72,867	D	Sep 6, 2008	Sep 6, 2017	Common Stock	72,867	0	D

F1The range of prices for this transaction were $73.85 to $74.72. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.
F2Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F311/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007.
F409/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on 09/06/2008.