SEC Form 4 · accession 0001127602-16-047886
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward C Bernard
Officer — Vice COB & Vice President · Director
Period of report
Mar 30, 2016
Accepted (ET)
Mar 31, 2016 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | M | 104,096 | $48.0508 | A | 724,057 | D | |
| Common Stock | Mar 30, 2016 | F | 83,814 | $73.90 | D | 640,243 | D | |
| Common Stock | holding | — | — | — | 77,500 | I | 2012 Ellen N. Bernard Family Trust | |
| Common Stock | holding | — | — | — | 201,963 | I | 2008 Bernard Family Trust | |
| Common Stock | holding | — | — | — | 60,500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $48.0508 | Mar 30, 2016 | M | 104,096 | D | Sep 6, 2008 | Sep 6, 2017 | Common Stock | 104,096 | 0 | D |
Explanation of responses
- F109/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on 09/06/2008.