SEC Form 4 · accession 0001127602-16-044036
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Whittemore
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 11:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 4,163 | $39.3187 | A | 23,062 | D | |
| Common Stock | Feb 26, 2016 | M | 4,163 | $44.9864 | A | 27,225 | D | |
| Common StockF1 | Feb 26, 2016 | S | 8,326 | $69.2756 | D | 18,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $39.3187 | Feb 26, 2016 | M | 4,163 | D | May 1, 2007 | May 1, 2016 | Common Stock | 4,163 | 0 | D |
| Stock Options (Right to Buy) | $44.9864 | Feb 26, 2016 | M | 4,163 | D | Oct 30, 2007 | Oct 30, 2016 | Common Stock | 4,163 | 0 | D |
Explanation of responses
- F1The range of prices for this transaction was $69.632 to $69.655. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.