SEC Form 4 · accession 0001127602-15-033954
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A C Kennedy
Officer — CEO & President · Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2015 | F | 3,475 | $73.34 | D | 1,395,091 | D | |
| Common Stock | Dec 11, 2015 | G | 30,000 | $0.00 | D | 1,365,091 | D | |
| Common Stock | holding | — | — | — | 877,254 | I | 2008 Kennedy Family Trust | |
| Common Stock | holding | — | — | — | 445,545 | I | James A.C. Kennedy LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld to pay for taxes on restricted stock units that vested on 12/10/2015.