SEC Form 4 · accession 0001127602-15-026908

PRICE T ROWE GROUP INC · TROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Edward A Wiese

Officer — Vice President

Period of report

Sep 10, 2015

Accepted (ET)

Sep 11, 2015 · 2:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001113169

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 10, 2015	A	126	$79.5899	A	140,783	D
Common Stock	Sep 10, 2015	M	3,122	$0.00	A	143,905	D
Common Stock	holding	—	—		—	12,281	I	Spouse
Common Stock	holding	—	—		—	76,000	I	Wiese EA Family 2012 Trust
Common Stock	holding	—	—		—	38,000	I	Wiese RJ Family 2012 Trust
Common Stock	holding	—	—		—	38,000	I	Wiese WS Family 2012 Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F2	$70.92	Sep 10, 2015	A	10,000	A	Dec 9, 2016	Sep 10, 2020	Common Stock	10,000	10,000	D
Stock Options (Right to Buy)^F4,F3	$31.3358	Sep 10, 2015	M	3,122	D	Oct 3, 2006	Oct 3, 2015	Common Stock	3,122	0	D
Stock Options (Right to Buy)^F4,F5	$44.3716	holding	—	—	—	Nov 1, 2007	Nov 1, 2016	Common Stock	10,407	10,407	D
Stock Options (Right to Buy)^F4,F6	$48.0508	holding	—	—	—	Sep 6, 2008	Sep 6, 2017	Common Stock	8,326	8,326	D
Stock Options (Right to Buy)^F4,F7	$54.8329	holding	—	—	—	Sep 4, 2009	Sep 4, 2018	Common Stock	7,286	7,286	D
Stock Options (Right to Buy)^F4,F8	$26.3885	holding	—	—	—	Nov 1, 2010	Feb 12, 2019	Common Stock	1,685	1,685	D
Stock Options (Right to Buy)^F4,F9	$43.3725	holding	—	—	—	Nov 1, 2010	Sep 10, 2019	Common Stock	4,161	4,161	D
Stock Options (Right to Buy)^F4,F10	$47.6474	holding	—	—	—	Nov 1, 2011	Feb 18, 2020	Common Stock	6,243	6,243	D
Stock Options (Right to Buy)^F4,F11	$45.7933	holding	—	—	—	Nov 1, 2011	Sep 8, 2020	Common Stock	6,244	6,244	D
Stock Options (Right to Buy)^F4,F12	$67.5613	holding	—	—	—	Nov 1, 2012	Feb 17, 2021	Common Stock	6,244	6,244	D
Stock Options (Right to Buy)^F4,F13	$48.56	holding	—	—	—	Nov 1, 2012	Sep 8, 2021	Common Stock	6,243	6,243	D
Stock Options (Right to Buy)^F4,F14	$59.0693	holding	—	—	—	Dec 10, 2013	Feb 23, 2022	Common Stock	3,121	3,121	D
Stock Options (Right to Buy)^F4,F15	$60.7984	holding	—	—	—	Dec 10, 2013	Sep 6, 2022	Common Stock	3,121	3,121	D
Stock Options (Right to Buy)^F17,F16	$69.6708	holding	—	—	—	Dec 10, 2014	Feb 21, 2023	Common Stock	3,074	3,074	D
Stock Options (Right to Buy)^F17,F18	$70.2854	holding	—	—	—	Dec 10, 2014	Sep 10, 2023	Common Stock	3,074	3,074	D
Stock Options (Right to Buy)^F17,F19	$77.9443	holding	—	—	—	Dec 10, 2015	Feb 19, 2024	Common Stock	3,074	3,074	D
Stock Options (Right to Buy)^F17,F20	$78.4418	holding	—	—	—	Dec 10, 2015	Sep 9, 2024	Common Stock	3,073	3,073	D
Stock Options (Right to Buy)^F17,F21	$80.9492	holding	—	—	—	Dec 9, 2016	Feb 19, 2025	Common Stock	10,249	10,249	D

Explanation of responses

F1Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F1002/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.
F1109/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.
F1202/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.
F1309/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.
F1402/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F1509/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F1602/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F17As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 2.5% on April 7, 2015, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
F1809/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F1902/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F209/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F2009/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F2102/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F310/03/2005 Grant - The option vests 20% annually over a 5 year period beginning on 10/03/2006.
F4As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.56% on December 13, 2012, and by 2.5% on April 7, 2015, the ex-dividend dates, as a result of special dividends that were declared by T. Rowe Price Group, Inc.
F511/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007.
F609/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on 09/06/2008.
F709/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.
F802/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.
F909/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.