SEC Form 4 · accession 0001127602-15-024528
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald B Hebb Jr.
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 10:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | M | 4,163 | $31.4703 | A | 30,634 | D | |
| Common Stock | Aug 6, 2015 | S | 2,835 | $75.8751 | D | 27,799 | D | |
| Common Stock | holding | — | — | — | 27,225 | I | Donald B. Hebb, Jr. BTAB Irrevocable Trust | |
| Common Stock | holding | — | — | — | 10,500 | I | The SDP V Irrevocable Trust by Donald B. Hebb, Jr., Settlor |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $31.4703 | Aug 6, 2015 | M | 4,163 | D | Oct 31, 2006 | Oct 31, 2015 | Common Stock | 4,163 | 0 | D |
Explanation of responses
- F1As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.56% on December 13,2012, and by 2.5% on April 7, 2015, the ex-dividend dates, as a result of special dividends that were declared by T. Rowe Price Group, Inc.