SEC Form 4 · accession 0001127602-15-008601
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward C Bernard
Officer — Vice COB & Vice President · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 26, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 101,448 | $45.4792 | A | 718,494 | D | |
| Common Stock | Feb 25, 2015 | F | 78,093 | $83.52 | D | 640,401 | D | |
| Common Stock | holding | — | — | — | 77,500 | I | 2012 Ellen N. Bernard Family Trust | |
| Common Stock | holding | — | — | — | 201,963 | I | 2008 Bernard Family Trust | |
| Common Stock | holding | — | — | — | 60,500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $45.4792 | Feb 25, 2015 | M | 101,448 | D | — | Nov 1, 2016 | Common Stock | 101,448 | 0 | D |
Explanation of responses
- F1As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.56% on December 13, 2012, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
- F211/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007.