SEC Form 4 · accession 0001185185-17-001086
GLOBALSCAPE INC · GSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Brown
Director
Period of report
May 10, 2017
Accepted (ET)
May 10, 2017 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001112920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 10, 2017 | A | 20,000 | $0.00 | A | 2,620,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.00 | holding | — | — | — | Jun 5, 2008 | Jun 5, 2018 | Common Stock | 20,000 | 40,000 | D |
| Stock Option (right to buy)F1 | $3.10 | holding | — | — | — | Jun 1, 2007 | Jun 1, 2017 | Common Stock | 20,000 | 40,000 | D |
Explanation of responses
- F1Unexercised option to purchase common stock.
- F2This common stock bears a trading restriction that is in effect until May 10, 2018.