SEC Form 4 · accession 0001185185-17-000272
GLOBALSCAPE INC · GSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory T Hoffer
Officer — Vice President of Engineering
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001112920
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $3.73 | Feb 8, 2017 | A | 11,900 | A | — | Feb 8, 2027 | Common Stock | 11,900 | 161,900 | D |
| Non-Qualified Stock OptionF1 | $3.73 | Feb 8, 2017 | A | 23,100 | A | — | Feb 8, 2027 | Common Stock | 23,100 | 185,000 | D |
| Non-Qualified Stock OptionF1 | $2.35 | holding | — | — | — | — | Jan 2, 2024 | Common Stock | 50,000 | 50,000 | D |
| Incentive Stock OptionF1 | $3.52 | holding | — | — | — | — | Feb 1, 2026 | Common Stock | 100,000 | 150,000 | D |
Explanation of responses
- F11/3 of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.