SEC Form 4 · accession 0001185185-16-003597
GLOBALSCAPE INC · GSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Lyle Bindseil
Officer — President and CEO · Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 4, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001112920
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $3.52 | Feb 1, 2016 | A | 100,000 | A | — | Feb 1, 2026 | Common Stock | 100,000 | 425,000 | D |
| Non-Qualified Stock OptionF1 | $3.20 | holding | — | — | — | — | Feb 9, 2025 | Common Stock | 75,000 | 325,000 | D |
| Non-Qualified Stock OptionF1 | $2.35 | holding | — | — | — | — | Jan 2, 2024 | Common Stock | 25,000 | 225,000 | D |
| Non-Qualified Stock OptionF1 | $1.70 | holding | — | — | — | — | Jan 3, 2022 | Common Stock | 40,000 | 125,000 | D |
| Non-Qualified Stock OptionF1 | $1.65 | holding | — | — | — | — | Jun 10, 2023 | Common Stock | 75,000 | 200,000 | D |
| Non-Qualified Stock OptionF1 | $2.10 | holding | — | — | — | — | Jan 3, 2021 | Common Stock | 10,000 | 85,000 | D |
| Non-Qualified Stock OptionF1 | $2.38 | holding | — | — | — | — | Aug 16, 2020 | Common Stock | 75,000 | 75,000 | D |
| Non-Qualified Stock OptionF1 | $2.32 | holding | — | — | — | — | Dec 15, 2024 | Common Stock | 25,000 | 250,000 | D |
Explanation of responses
- F11/3 of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.