SEC Form 4 · accession 0001185185-16-003595
GLOBALSCAPE INC · GSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Albrecht Jr.
Officer — Chief Financial Officer
Period of report
Feb 1, 2016
Accepted (ET)
Feb 4, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001112920
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $3.52 | Feb 1, 2016 | A | 100,000 | A | — | Feb 1, 2026 | Common Stock | 100,000 | 325,000 | D |
| Non-Qualified Stock OptionF1 | $3.20 | holding | — | — | — | — | Feb 9, 2025 | Common Stock | 75,000 | 225,000 | D |
| Non-Qualified Stock OptionF1 | $2.10 | holding | — | — | — | — | Jul 10, 2022 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F11/3 of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.