SEC Form 4/A · accession 0001185185-15-003206
GLOBALSCAPE INC · GSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas W Brown
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001112920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 30, 2015 | S | 10,721 | $4.15 | D | 5,560,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.00 | holding | — | — | — | Jun 5, 2008 | Jun 5, 2018 | Common Stock | 20,000 | 60,000 | D |
| Stock Option (right to buy)F1 | $3.10 | holding | — | — | — | Jun 1, 2007 | Jun 1, 2017 | Common Stock | 20,000 | 60,000 | D |
| Stock Option (right to buy)F1 | $2.80 | holding | — | — | — | Dec 19, 2006 | Dec 19, 2016 | Common Stock | 20,000 | 60,000 | D |
Explanation of responses
- F1Unexercised option to purchase common stock.
- F2Originally reported amount of securities Disposed of 20,900 at a price of $4.13 was reported in error. Correct amount is 10,721 at a price of $4.15.
- F3Recomputation of amount of securities owned following reported transactions due to above correction.