SEC Form 4 · accession 0001185185-15-000465
GLOBALSCAPE INC · GSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank M Morgan
Director
Period of report
Feb 17, 2015
Accepted (ET)
Mar 9, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001112920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 20,000 | $2.50 | A | 114,520 | D | |
| Common Stock | Feb 19, 2015 | S | 2,800 | $3.42 | D | 111,720 | D | |
| Common Stock | Feb 20, 2015 | S | 6,300 | $3.35 | D | 105,420 | D | |
| Common Stock | Feb 23, 2015 | S | 10,900 | $3.27 | D | 94,520 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.50 | Feb 17, 2015 | M | 20,000 | D | Dec 6, 2006 | Dec 6, 2016 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F1 | $3.10 | holding | — | — | — | Jun 1, 2007 | Jun 1, 2017 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Unexercised option to purchase common stock.