SEC Form 4 · accession 0000921895-18-002506
GLOBALSCAPE INC · GSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Hood
Officer — VP of Operations
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001112920
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.91 | Aug 27, 2018 | A | 73,275 | A | — | Aug 27, 2028 | Common Stock | 73,275 | 73,275 | D |
| Incentive Stock Option (right to buy)F1 | $3.91 | Aug 27, 2018 | A | 76,725 | A | — | Aug 27, 2028 | Common Stock | 76,725 | 76,725 | D |
Explanation of responses
- F1These stock options vest as to 1/3 of the options on each anniversary of the grant date.