SEC Form 4 · accession 0000899243-17-006380
GLOBALSCAPE INC · GSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
COVENANT RHA PARTNERS, L.P.
10% Owner
C Clark Webb
10% Owner
Robert H Alpert
10% Owner
CCW/LAW Holdings, LLC
10% Owner
210/GSB Acquisition Partners, LLC
10% Owner
210 Capital, LLC
10% Owner
RHA Investments, Inc.
10% Owner
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001112920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F5 | Mar 1, 2017 | P | 72,800 | $3.7984 | A | 231,500 | I | By Atlas Capital Management, L.P. |
| Common StockF1,F3,F5 | Mar 1, 2017 | P | 52,300 | $3.7984 | A | 3,252,300 | D | |
| Common StockF1,F3,F5 | Mar 2, 2017 | P | 22,500 | $3.837 | A | 3,274,800 | D | |
| Common StockF1,F4,F5 | holding | — | — | — | 231,507 | I | By C. Clark Webb |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
- F2These shares of the Issuer's common stock are held directly by Atlas Capital Management, L.P. ("ACM"). RHA Investments is the general partner of ACM and has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
- F3These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
- F4These shares of the Issuer's common stock are held directly by Mr. Webb. The Reporting Persons, other than Mr. Webb, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
- F5The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.