SEC Form 4 · accession 0001111928-18-000131
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Burgomaster
Officer — Chief Accounting Officer
Period of report
Feb 18, 2016
Accepted (ET)
Oct 31, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | A | 1,215 | $0.00 | A | 5,690 | D | |
| Common Stock | Mar 18, 2016 | M | 900 | $21.35 | A | 6,590 | D | |
| Common Stock | Mar 18, 2016 | S | 900 | $95.04 | D | 5,690 | D | |
| Common Stock | Mar 28, 2016 | M | 1,600 | $21.35 | A | 7,290 | D | |
| Common Stock | Mar 28, 2016 | S | 1,600 | $95.21 | D | 5,690 | D | |
| Common Stock | Mar 31, 2016 | F | 90 | $96.08 | D | 5,600 | D | |
| Common Stock | Apr 26, 2016 | M | 2,500 | $53.76 | A | 8,100 | D | |
| Common Stock | Apr 26, 2016 | S | 2,500 | $100.36 | D | 5,600 | D | |
| Common StockF2 | Jun 30, 2016 | F | 90 | $80.00 | D | 5,655 | D | |
| Common Stock | Sep 30, 2016 | F | 90 | $82.35 | D | 5,565 | D | |
| Common StockF3 | Dec 31, 2016 | F | 90 | $98.71 | D | 5,631 | D | |
| Common StockF4 | Feb 17, 2017 | A | 814 | $0.00 | A | 6,445 | D | |
| Common Stock | Mar 1, 2017 | F | 265 | $120.75 | D | 6,180 | D | |
| Common Stock | Jun 5, 2017 | M | 3,750 | $21.35 | A | 9,930 | D | |
| Common Stock | Jun 5, 2017 | S | 3,750 | $141.44 | D | 6,180 | D | |
| Common Stock | Jun 6, 2017 | M | 1,102 | $53.76 | A | 7,282 | D | |
| Common Stock | Jun 6, 2017 | S | 1,102 | $145.48 | D | 6,180 | D | |
| Common Stock | Jun 7, 2017 | M | 1,571 | $53.76 | A | 7,751 | D | |
| Common StockF5 | Jun 7, 2017 | S | 1,571 | $145.06 | D | 6,180 | D | |
| Common Stock | Jun 8, 2017 | M | 326 | $53.76 | A | 6,506 | D | |
| Common Stock | Jun 8, 2017 | S | 326 | $145.32 | D | 6,180 | D | |
| Common Stock | Jun 15, 2017 | S | 1,669 | $137.82 | D | 4,511 | D | |
| Common Stock | Jul 7, 2017 | M | 3,001 | $53.76 | A | 7,512 | D | |
| Common StockF6,F7 | Jul 7, 2017 | S | 3,001 | $150.52 | D | 4,637 | D | |
| Common StockF8,F9 | Feb 22, 2018 | A | 523 | $0.00 | A | 5,246 | D | |
| Common Stock | Mar 1, 2018 | F | 219 | $243.96 | D | 5,027 | D | |
| Common Stock | Mar 1, 2018 | F | 64 | $243.96 | D | 4,963 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F10 | $81.89 | Feb 18, 2016 | A | 2,431 | A | — | Feb 18, 2026 | Common Stock | 2,431 | 2,431 | D |
| Employee Stock Option (right to buy)F11 | $21.35 | Mar 18, 2016 | M | 900 | D | — | Aug 5, 2020 | Common Stock | 900 | 5,350 | D |
| Employee Stock Option (right to buy)F11 | $21.35 | Mar 28, 2016 | M | 1,600 | D | — | Aug 5, 2020 | Common Stock | 1,600 | 3,750 | D |
| Employee Stock Option (right to buy)F12 | $53.76 | Apr 26, 2016 | M | 2,500 | D | — | Mar 1, 2021 | Common Stock | 2,500 | 8,400 | D |
| Employee Stock Option (right to buy)F13 | $119.50 | Feb 17, 2017 | A | 2,493 | A | — | Feb 17, 2027 | Common Stock | 2,493 | 2,493 | D |
| Employee Stock Option (right to buy)F11 | $21.35 | Feb 18, 2016 | M | 3,750 | D | — | Aug 5, 2020 | Common Stock | 3,750 | 0 | D |
| Employee Stock Option (right to buy)F12 | $53.76 | Jun 6, 2017 | M | 1,102 | D | — | Mar 1, 2021 | Common Stock | 1,102 | 7,298 | D |
| Employee Stock Option (right to buy)F12 | $53.76 | Jun 7, 2017 | M | 1,571 | D | — | Mar 1, 2021 | Common Stock | 1,571 | 5,727 | D |
| Employee Stock Option (right to buy)F12 | $53.76 | Jun 8, 2017 | M | 326 | D | — | Mar 1, 2021 | Common Stock | 326 | 5,401 | D |
| Employee Stock Option (right to buy)F12 | $53.76 | Jul 7, 2017 | M | 3,001 | D | — | Mar 1, 2021 | Common Stock | 3,001 | 2,400 | D |
| Employee Stock Option (right to buy)F14 | $239.72 | Feb 22, 2018 | A | 1,790 | A | — | Feb 22, 2028 | Common Stock | 1,790 | 1,790 | D |
Explanation of responses
- F1Grant of restricted stock units vesting March 1, 2020.
- F10Options vest March 1, 2020.
- F11Options vest 25% on August 5, 2011 and the remaining amount in fourteen equal monthly amounts commencing September 30, 2011.
- F12Options vest 25% quarterly commencing March 31, 2015.
- F13Options vest in four annual equal installments commencing on March 1, 2018.
- F14Options vest in four annual equal installments commencing on March 1, 2019.
- F2Includes 145 shares acquired under the IPG employee stock purchase plan on June 30, 2016.
- F3Includes 156 shares acquired under the IPG employee stock purchase plan on December 31, 2016.
- F4Grant of restricted stock units vest in four annual equal installments commencing on March 1, 2018.
- F5The reported transaction involves purchase transactions from $145.00 to $145.25 per share. The weighted average price per share was $145.06. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- F6The reported transaction involves purchase transactions from $150.00 to $150.94 per share. The weighted average price per share was $150.52. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- F7Includes 126 shares acquired under the IPG employee stock purchase plan on June 30, 2017.
- F8Grant of restricted stock units vest in four annual equal installments commencing on March 1, 2019.
- F9Includes 86 shares acquired under the IPG employee stock purchase plan in December 31, 2017.