SEC Form 4 · accession 0001111928-18-000002
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Igor Samartsev
Officer — Chief Technology Officer · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | M | 8,000 | $60.11 | A | 357,284 | D | |
| Common StockF2 | Jan 2, 2018 | S | 8,000 | $221.59 | D | 349,284 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $60.11 | Jan 2, 2018 | M | 8,000 | D | — | Feb 28, 2023 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.
- F2The reported transaction involves sales transactions from $220.00 to $222.45 per share. The weighted average price per share was $221.59. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3Option vested in one installment on March 1, 2017.