SEC Form 4 · accession 0001111928-17-000084
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry E Gauthier
Director
Period of report
Apr 24, 2017
Accepted (ET)
Apr 26, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2017 | M | 100 | $63.40 | A | 19,469 | D | |
| Common Stock | Apr 24, 2017 | D | 100 | $125.00 | D | 19,369 | D | |
| Common Stock | Apr 25, 2017 | M | 6,150 | $63.40 | A | 25,519 | D | |
| Common StockF2 | Apr 25, 2017 | D | 6,150 | $125.99 | D | 19,369 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3 | $63.40 | Apr 24, 2017 | M | 100 | D | — | Jun 2, 2024 | Common Stock | 100 | 6,150 | D |
| Director Stock Option (right to buy)F3 | $63.40 | Apr 25, 2017 | M | 6,150 | D | — | Jun 2, 2024 | Common Stock | 6,150 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2017.
- F2The reported transaction involves sales transactions from $125.00 to $126.60 per share. The weighted average price per share was $125.99. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3Option vests 100% on earlier of 6/3/2015 or date of 2015 annual stockholder meeting of Issuer.