SEC Form 4 · accession 0001111928-17-000068
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry E Gauthier
Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | M | 9,750 | $60.00 | A | 29,119 | D | |
| Common Stock | Mar 17, 2017 | M | 250 | $63.40 | A | 29,369 | D | |
| Common StockF2 | Mar 17, 2017 | D | 10,000 | $120.96 | D | 19,369 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3 | $60.00 | Mar 17, 2017 | M | 9,750 | D | — | Jun 3, 2023 | Common Stock | 9,750 | 0 | D |
| Director Stock Option (right to buy)F4 | $63.40 | Mar 17, 2017 | M | 250 | D | — | Jun 2, 2024 | Common Stock | 250 | 6,250 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2017.
- F2The reported transaction involves sales transactions from $120.01 to $121.65 per share. The weighted average price per share was $120.96. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3Stock options vesting 100% on 6/3/2014.
- F4Stock options vesting 100% on 6/2/2015.