SEC Form 4 · accession 0001111928-17-000005

IPG PHOTONICS CORP · IPGP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Components · 10% Owner

Period of report

Dec 31, 2016

Accepted (ET)

Jan 5, 2017 · 4:06 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001111928

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 31, 2016	F	227	$0.00	D	72,047	D
Common Stock	Jan 3, 2017	M	400	$58.65	A	72,447	D
Common Stock^F2	Jan 3, 2017	D	400	$99.48	D	72,047	D
Common Stock	Jan 4, 2017	M	2,537	$58.65	A	74,584	D
Common Stock^F3	Jan 4, 2017	D	2,537	$100.01	D	72,047	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$58.65	Jan 3, 2017	M	400	D	—	Feb 13, 2022	Common Stock	400	11,350	D
Employee Stock Option (right to buy)^F4	$58.65	Jan 4, 2017	M	2,537	D	—	Feb 13, 2022	Common Stock	2,537	8,813	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2016.
F2The reported transaction involves sales transactions from $99.13 to $99.74 per share. The weighted average price per share was $99.48. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F3The reported transaction involves sales transactions from $99.00 to $100.71 per share. The weighted average price per share was $100.01. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
F4Options vest in four quarterly installments commencing on March 31, 2016.