SEC Form 4/A · accession 0001111928-16-000224
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Angelo P Lopresti
Officer — SVP, Secretary & Gen Counsel · 10% Owner
Period of report
Mar 31, 2016
Accepted (ET)
Jul 5, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2016 | F | 157 | $0.00 | D | 49,577 | D | |
| Common Stock | Apr 1, 2016 | M | 4,000 | $8.26 | A | 53,577 | D | |
| Common StockF2 | Apr 1, 2016 | S | 4,000 | $95.54 | D | 49,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $8.26 | Apr 1, 2016 | M | 4,000 | D | — | Feb 25, 2019 | Common Stock | 4,000 | 4,625 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2015.
- F2The reported transaction involves sales transactions from $95.00 to $96.31 per share. The weighted average price per share was $95.54. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3These options vest in 32 monthly installments commencing on May 1, 2011.