SEC Form 4 · accession 0001111928-16-000196
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Valentin Gapontsev Trust I
10% Owner
Period of report
Apr 25, 2016
Accepted (ET)
Apr 27, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 25, 2016 | S | 15,000 | $98.19 | D | 7,661,999 | D | |
| Common StockF3 | Apr 26, 2016 | S | 5,693 | $101.00 | D | 7,656,306 | D | |
| Common StockF4 | Apr 27, 2016 | S | 1,807 | $101.84 | D | 7,654,499 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2015.
- F2The reported transaction involves sales transactions from $97.79 to $98.45 per share. The weighted average price per share was $98.19. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3The reported transaction involves sales transactions from $101.00 to $101.03 per share. The weighted average price per share was $101.00. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F4The reported transaction involves sales transactions from $101.00 to $102.79 per share. The weighted average price per share was $101.84. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.