SEC Form 4 · accession 0001111928-16-000195
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry E Gauthier
Director
Period of report
Apr 26, 2016
Accepted (ET)
Apr 27, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2016 | M | 10,001 | $42.43 | A | 27,474 | D | |
| Common StockF2 | Apr 26, 2016 | S | 10,001 | $100.42 | D | 17,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3 | $42.43 | Apr 26, 2016 | M | 10,001 | D | — | Jun 4, 2022 | Common Stock | 10,001 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2015.
- F2The reported transaction involves sales transactions from $100.00 to $100.99 per share. The weighted average price per share was $100.42. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3These options are exercisable 100% on earlier of June 4, 2013.