SEC Form 4 · accession 0001111928-16-000178
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry E Gauthier
Director
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | M | 8,899 | $75.15 | A | 26,372 | D | |
| Common StockF2 | Mar 30, 2016 | S | 8,899 | $96.91 | D | 17,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $75.15 | Mar 30, 2016 | M | 8,899 | D | — | May 30, 2021 | Common Stock | 8,899 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2015.
- F2The reported transaction involves sales transactions from $97.04 to $98.16 per share. The weighted average price per share was $96.91. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3Grant of stock options vested in one installment on May 31, 2012.